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D-9.2, r. 14.1 - Regulation respecting the compulsory professional development of financial planners
Section 14
Disposition versions
14. A financial planner must keep, for a 24-month period following the end of a reference period, the supporting documents regarding each training activity in which he took part, in particular attendance vouchers, certificates of exam or test results or transcripts issued by the trainer, organization or educational institution that provided the professional development activities.
